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Teri Sue Shepherd

CWM, LLC·OMAHA, Nebraska
Series 7, Series 24, Series 27, Series 66Clean recordCWM, LLC
13321 CALIFORNIA STREET, SUITE 100, OMAHA, NE 68154CRD# 4445815Firm CRD# 155344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Teri Sue Shepherd · OMAHA, NE
Registration
CRD #4445815 · CWM, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 27
Series 66
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CWM, LLC
CRD 155344 · SEC 801-72037
AUM
$26.8B
Regulatory assets under management
Employees
1,111
110,327 client accounts
Services offered by CWM, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CWM, LLC →
Introduction

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Frequently Asked Questions

What services does Teri Sue Shepherd offer?
Teri Sue Shepherd specializes in Financial Planning, Investment Management. Contact their office in OMAHA, Nebraska for a consultation.
What are Teri Sue Shepherd's credentials?
Teri Sue Shepherd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Teri Sue Shepherd located?
Teri Sue Shepherd is based in OMAHA, Nebraska, working with CWM, LLC. Their office serves clients in the OMAHA metropolitan area and surrounding communities.
How does Teri Sue Shepherd charge for services?
Teri Sue Shepherd's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees from other investment advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CWM, LLC?
CWM, LLC has approximately 1111 employees and manages $26.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CWM, LLC

Aaron Eugene Schaben
OMAHA, NE
Paul Michael West
OMAHA, NE
Bradley Scott Grubb
OMAHA, NE
Daniel P Tobin
OMAHA, NE
Robert Eugene Moore
OMAHA, NE

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Research
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