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Douglas De Wayne Peterson

PROFESSIONAL FINANCIAL ADVISORS, LLC·NORTH PLATTE, Nebraska
Unclaimed Profile
1400 S DEWEY ST, NORTH PLATTE, NE 69101-5311CRD# 1303079Firm CRD# 173719
01

About

Douglas De Wayne Peterson is a registered financial advisor based in NORTH PLATTE, Nebraska, affiliated with PROFESSIONAL FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
PROFESSIONAL FINANCIAL ADVISORS, LLC
PROFESSIONAL FINANCIAL ADVISORS, LLC
AUM
$500M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at PROFESSIONAL FINANCIAL ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: PERCENTAGE OF ASSETS UNDER ADVISEMENT
Regulatory
SEC/IARD CRD# 1303079
Firm CRD# 173719
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Douglas De Wayne Peterson offer?
Douglas De Wayne Peterson specializes in Financial Planning, Investment Management. Contact their office in NORTH PLATTE, Nebraska for a consultation.
What are Douglas De Wayne Peterson's credentials?
Douglas De Wayne Peterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas De Wayne Peterson located?
Douglas De Wayne Peterson is based in NORTH PLATTE, Nebraska, working with PROFESSIONAL FINANCIAL ADVISORS, LLC. Their office serves clients in the NORTH PLATTE metropolitan area and surrounding communities.
How does Douglas De Wayne Peterson charge for services?
Douglas De Wayne Peterson's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROFESSIONAL FINANCIAL ADVISORS, LLC?
PROFESSIONAL FINANCIAL ADVISORS, LLC has approximately 7 employees and manages $500M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in NORTH PLATTE
Daniel M Zach — PROFESSIONAL FINANCIAL ADVISORS, LLCDennis Lee Hadden — PROFESSIONAL FINANCIAL ADVISORS, LLCLori L Olson — PROFESSIONAL FINANCIAL ADVISORS, LLCRobert Charles Beran — PROFESSIONAL FINANCIAL ADVISORS, LLCThomas M Obrist — PROFESSIONAL FINANCIAL ADVISORS, LLC
Nearby cities in Nebraska
OMAHA (429)LINCOLN (130)LA VISTA (19)LAVISTA (14)GRAND ISLAND (10)
City Guides
OMAHA GuideLINCOLN GuideLA VISTA GuideLAVISTA GuideGRAND ISLAND Guide
Research
Advisor Fees in NebraskaNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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