Unclaimed Profile

John Warren Smith

FIRST NEBRASKA ADVISORY LLC·NORTH PLATTE, Nebraska

SIE, Series 6, Series 7, Series 22, Series 63Clean record25 years registeredFIRST NEBRASKA ADVISORY LLC

202 W. 2ND ST., NORTH PLATTE, NE 69101CRD# 1005687Firm CRD# 298667

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Warren Smith · NORTH PLATTE, NE

Registration

CRD #1005687 · FIRST NEBRASKA ADVISORY LLC · 25 years registered

Brand Profile

Not yet started

Career History

FIRST NEBRASKA FINANCIAL SERVICES

Apr 2019 – present

ROYAL ALLIANCE ASSOCIATES, INC.

Sep 2000 – May 2019

NORTH PLATTE, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 63

Registration record

First registered · September 26, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST NEBRASKA ADVISORY LLC

CRD 298667 · SEC 801-114691

AUM

$358M

Regulatory assets under management

Employees

896 client accounts

Services offered by FIRST NEBRASKA ADVISORY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST NEBRASKA ADVISORY LLC →

Introduction

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Frequently Asked Questions

What services does John Warren Smith offer?

John Warren Smith specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in NORTH PLATTE, Nebraska for a consultation.

What are John Warren Smith's credentials?

John Warren Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Warren Smith located?

John Warren Smith is based in NORTH PLATTE, Nebraska, working with FIRST NEBRASKA ADVISORY LLC. Their office serves clients in the NORTH PLATTE metropolitan area and surrounding communities.

How does John Warren Smith charge for services?

John Warren Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST NEBRASKA ADVISORY LLC?

FIRST NEBRASKA ADVISORY LLC has approximately 7 employees and manages $358M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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