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John Warren Smith

FIRST NEBRASKA ADVISORY LLC·NORTH PLATTE, Nebraska
Unclaimed Profile
202 W. 2ND ST., NORTH PLATTE, NE 69101CRD# 1005687Firm CRD# 298667
01

About

John Warren Smith is a registered financial advisor based in NORTH PLATTE, Nebraska, affiliated with FIRST NEBRASKA ADVISORY LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FIRST NEBRASKA ADVISORY LLC
FIRST NEBRASKA FINANCIAL SERVICES
AUM
$358M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at FIRST NEBRASKA ADVISORY LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1005687
Firm CRD# 298667
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John Warren Smith offer?
John Warren Smith specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in NORTH PLATTE, Nebraska for a consultation.
What are John Warren Smith's credentials?
John Warren Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Warren Smith located?
John Warren Smith is based in NORTH PLATTE, Nebraska, working with FIRST NEBRASKA ADVISORY LLC. Their office serves clients in the NORTH PLATTE metropolitan area and surrounding communities.
How does John Warren Smith charge for services?
John Warren Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST NEBRASKA ADVISORY LLC?
FIRST NEBRASKA ADVISORY LLC has approximately 7 employees and manages $358M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Nebraska
OMAHA (429)LINCOLN (130)LA VISTA (19)LAVISTA (14)GRAND ISLAND (10)
City Guides
OMAHA GuideLINCOLN GuideLA VISTA GuideLAVISTA GuideGRAND ISLAND Guide
Research
Advisor Fees in NebraskaNational Fee Analysis
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