Unclaimed Profile

Dennis Lee Hadden

PROFESSIONAL FINANCIAL ADVISORS, LLC·NORTH PLATTE, Nebraska

SIE, Series 7, Series 66Clean record23 years registeredPROFESSIONAL FINANCIAL ADVISORS, LLC

1400 S DEWEY ST, NORTH PLATTE, NE 69101-5311CRD# 4563878Firm CRD# 173719

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Lee Hadden · NORTH PLATTE, NE

Registration

CRD #4563878 · PROFESSIONAL FINANCIAL ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROFESSIONAL FINANCIAL ADVISORS, LLC

PROFESSIONAL FINANCIAL ADVISORS, LLC

May 2015 – Jul 2023

NORTH PLATTE, NE

SAGEPOINT FINANCIAL, INC.

Apr 2011 – Nov 2015

NORTH PLATTE, NE

PROFESSIONAL FINANCIAL ADVISORS, LLC

Jul 2003 – Oct 2010

SCOTTSBLUFF, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · July 23, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROFESSIONAL FINANCIAL ADVISORS, LLC

CRD 173719 · SEC 801-114978

AUM

$500M

Regulatory assets under management

Employees

3,038 client accounts

Services offered by PROFESSIONAL FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROFESSIONAL FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Dennis Lee Hadden offer?

Dennis Lee Hadden specializes in Financial Planning, Investment Management.

What are Dennis Lee Hadden's credentials?

Dennis Lee Hadden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Lee Hadden located?

Dennis Lee Hadden is based in NORTH PLATTE, Nebraska, last registered with PROFESSIONAL FINANCIAL ADVISORS, LLC.

How does Dennis Lee Hadden charge for services?

Dennis Lee Hadden's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROFESSIONAL FINANCIAL ADVISORS, LLC?

PROFESSIONAL FINANCIAL ADVISORS, LLC has approximately 7 employees and manages $500M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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