Unclaimed Profile

Thomas M Obrist

PROFESSIONAL FINANCIAL ADVISORS, LLC·NORTH PLATTE, Nebraska

SIE, Series 7, Series 66Clean record23 years registeredPROFESSIONAL FINANCIAL ADVISORS, LLC

1400 S DEWEY ST, NORTH PLATTE, NE 69101-5311CRD# 4564220Firm CRD# 173719

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas M Obrist · NORTH PLATTE, NE

Registration

CRD #4564220 · PROFESSIONAL FINANCIAL ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROFESSIONAL FINANCIAL ADVISORS, LLC

PROFESSIONAL FINANCIAL ADVISORS, LLC

May 2015 – Mar 2026

NORTH PLATTE, NE

SAGEPOINT FINANCIAL, INC.

Apr 2011 – Nov 2015

NORTH PLATTE, NE

PROFESSIONAL FINANCIAL ADVISORS, LLC

Feb 2003 – Oct 2010

NORTH PLATTE, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · February 28, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROFESSIONAL FINANCIAL ADVISORS, LLC

CRD 173719 · SEC 801-114978

AUM

$500M

Regulatory assets under management

Employees

3,038 client accounts

Services offered by PROFESSIONAL FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROFESSIONAL FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas M Obrist offer?

Thomas M Obrist specializes in Financial Planning, Investment Management.

What are Thomas M Obrist's credentials?

Thomas M Obrist is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas M Obrist located?

Thomas M Obrist is based in NORTH PLATTE, Nebraska, last registered with PROFESSIONAL FINANCIAL ADVISORS, LLC.

How does Thomas M Obrist charge for services?

Thomas M Obrist's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROFESSIONAL FINANCIAL ADVISORS, LLC?

PROFESSIONAL FINANCIAL ADVISORS, LLC has approximately 7 employees and manages $500M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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