Unclaimed Profile

Steve R Palmer

SECURITIES AMERICA ADVISORS, INC.·LA VISTA, Nebraska

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 6615 years registeredSECURITIES AMERICA ADVISORS, INC.

12325 PORT GRACE BLVD., LA VISTA, NE 68128-8204CRD# 2693018Firm CRD# 110518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steve R Palmer · LA VISTA, NE

Registration

CRD #2693018 · SECURITIES AMERICA ADVISORS, INC. · 15 years registered

Brand Profile

Not yet started

Career History

OSAIC INSTITUTIONS, INC.

Feb 2023 – present

SECURITIES AMERICA ADVISORS, INC.

Mar 2017 – Jan 2023

LA VISTA, NE

MSI FINANCIAL SERVICES, INC.

Sep 2016 – Nov 2016

MANCHESTER, NH

MSI FINANCIAL SERVICES, INC.

May 2014 – Jul 2016

MANCHESTER, NH

NEW ENGLAND SECURITIES CORPORATION

Jan 2011 – Jun 2014

MANCHESTER, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 66

Registration record

First registered · January 4, 2011

Years registered · 15

Disclosure History

2005Customer Dispute·Denied

1986Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SECURITIES AMERICA ADVISORS, INC.

CRD 110518 · SEC 801-45628

AUM

$40.4B

Regulatory assets under management

Employees

4,468

211,150 client accounts

Services offered by SECURITIES AMERICA ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SECURITIES AMERICA ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Steve R Palmer offer?

Steve R Palmer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LA VISTA, Nebraska for a consultation.

What are Steve R Palmer's credentials?

Steve R Palmer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steve R Palmer located?

Steve R Palmer is based in LA VISTA, Nebraska, working with SECURITIES AMERICA ADVISORS, INC.. Their office serves clients in the LA VISTA metropolitan area and surrounding communities.

How does Steve R Palmer charge for services?

Steve R Palmer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURITIES AMERICA ADVISORS, INC.?

SECURITIES AMERICA ADVISORS, INC. has approximately 4468 employees and manages $40.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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