Unclaimed Profile

Gregory Jay Smith

SECURITIES AMERICA ADVISORS, INC.·LA VISTA, Nebraska

SIE, Series 3, Series 4, Series 6, Series 7, Series 7TO, Series 24, Series 63, Series 65Clean record13 years registeredSECURITIES AMERICA ADVISORS, INC.

12325 PORT GRACE BLVD., LA VISTA, NE 68128-8204CRD# 1657211Firm CRD# 110518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Jay Smith · LA VISTA, NE

Registration

CRD #1657211 · SECURITIES AMERICA ADVISORS, INC. · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SECURITIES AMERICA ADVISORS, INC.

ARBOR POINT ADVISORS

May 2013 – Dec 2014

LA VISTA, NE

SECURITIES AMERICA ADVISORS, INC.

Apr 2013 – Jul 2021

LA VISTA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 6

Series 7

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · April 16, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SECURITIES AMERICA ADVISORS, INC.

CRD 110518 · SEC 801-45628

AUM

$40.4B

Regulatory assets under management

Employees

4,468

211,150 client accounts

Services offered by SECURITIES AMERICA ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SECURITIES AMERICA ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Gregory Jay Smith offer?

Gregory Jay Smith specializes in Financial Planning, Investment Management, Wealth Management.

What are Gregory Jay Smith's credentials?

Gregory Jay Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Jay Smith located?

Gregory Jay Smith is based in LA VISTA, Nebraska, last registered with SECURITIES AMERICA ADVISORS, INC..

How does Gregory Jay Smith charge for services?

Gregory Jay Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURITIES AMERICA ADVISORS, INC.?

SECURITIES AMERICA ADVISORS, INC. has approximately 4468 employees and manages $40.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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