Unclaimed Profile

Lori Renae Bogatz

SECURITIES AMERICA ADVISORS, INC.·LA VISTA, Nebraska

SIE, Series 7, Series 24, Series 66, Series 99TOClean record17 years registeredSECURITIES AMERICA ADVISORS, INC.

12325 PORT GRACE BLVD., LA VISTA, NE 68128-8204CRD# 3040406Firm CRD# 110518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lori Renae Bogatz · LA VISTA, NE

Registration

CRD #3040406 · SECURITIES AMERICA ADVISORS, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SECURITIES AMERICA ADVISORS, INC.

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SCOTTSDALE, AZ

ARBOR POINT ADVISORS

Nov 2012 – Nov 2024

LAVISTA, NE

SECURITIES AMERICA ADVISORS, INC.

Aug 2009 – Jun 2024

LA VISTA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · August 7, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SECURITIES AMERICA ADVISORS, INC.

CRD 110518 · SEC 801-45628

AUM

$40.4B

Regulatory assets under management

Employees

4,468

211,150 client accounts

Services offered by SECURITIES AMERICA ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SECURITIES AMERICA ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Lori Renae Bogatz offer?

Lori Renae Bogatz specializes in Financial Planning, Investment Management, Wealth Management.

What are Lori Renae Bogatz's credentials?

Lori Renae Bogatz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lori Renae Bogatz located?

Lori Renae Bogatz is based in LA VISTA, Nebraska, last registered with SECURITIES AMERICA ADVISORS, INC..

How does Lori Renae Bogatz charge for services?

Lori Renae Bogatz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURITIES AMERICA ADVISORS, INC.?

SECURITIES AMERICA ADVISORS, INC. has approximately 4468 employees and manages $40.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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