Unclaimed Profile

Paul Raymond Lofties

SECURITIES AMERICA ADVISORS, INC.·LA VISTA, Nebraska

SIE, Series 6, Series 6TO, Series 7, Series 7TO, Series 24, Series 63CFP26 years registeredSECURITIES AMERICA ADVISORS, INC.

12325 PORT GRACE BLVD., LA VISTA, NE 68128-8204CRD# 2842911Firm CRD# 110518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Raymond Lofties · LA VISTA, NE

Registration

CRD #2842911 · SECURITIES AMERICA ADVISORS, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA ADVISORS, INC.

Sep 2003 – Sep 2021

OMAHA, NE

1717 CAPITAL MANAGEMENT COMPANY

Jun 2000 – Nov 2002

LINCOLN, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 7TO

Series 24

Series 63

Registration record

First registered · June 9, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

2016Regulatory·Final

2010Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SECURITIES AMERICA ADVISORS, INC.

CRD 110518 · SEC 801-45628

AUM

$40.4B

Regulatory assets under management

Employees

4,468

211,150 client accounts

Services offered by SECURITIES AMERICA ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SECURITIES AMERICA ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Paul Raymond Lofties offer?

Paul Raymond Lofties specializes in Financial Planning, Investment Management, Wealth Management.

What are Paul Raymond Lofties's credentials?

Paul Raymond Lofties holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Paul Raymond Lofties located?

Paul Raymond Lofties is based in LA VISTA, Nebraska, last registered with SECURITIES AMERICA ADVISORS, INC..

How does Paul Raymond Lofties charge for services?

Paul Raymond Lofties's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURITIES AMERICA ADVISORS, INC.?

SECURITIES AMERICA ADVISORS, INC. has approximately 4468 employees and manages $40.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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