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Doreen Louise Griffith

SECURITIES AMERICA ADVISORS, INC.·LA VISTA, Nebraska
Unclaimed Profile
12325 PORT GRACE BLVD., LA VISTA, NE 68128-8204CRD# 4110247Firm CRD# 110518
01

About

Doreen Louise Griffith is a registered financial advisor based in LA VISTA, Nebraska, affiliated with SECURITIES AMERICA ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
SECURITIES AMERICA ADVISORS, INC.
SECURITIES AMERICA ADVISORS, INC.
AUM
$40.4B
Regulatory assets under management
Employees
4468
Total firm employees
View all advisors at SECURITIES AMERICA ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4110247
Firm CRD# 110518
10 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Doreen Louise Griffith offer?
Doreen Louise Griffith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LA VISTA, Nebraska for a consultation.
What are Doreen Louise Griffith's credentials?
Doreen Louise Griffith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Doreen Louise Griffith located?
Doreen Louise Griffith is based in LA VISTA, Nebraska, working with SECURITIES AMERICA ADVISORS, INC.. Their office serves clients in the LA VISTA metropolitan area and surrounding communities.
How does Doreen Louise Griffith charge for services?
Doreen Louise Griffith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SECURITIES AMERICA ADVISORS, INC.?
SECURITIES AMERICA ADVISORS, INC. has approximately 4468 employees and manages $40.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in LA VISTA
Kirk Jesse Hulett — SECURITIES AMERICA ADVISORS, INC.Gayle Elizabeth Parsons — SECURITIES AMERICA ADVISORS, INC.Paul Raymond Lofties — SECURITIES AMERICA ADVISORS, INC.Mark Thomas Lasswell — SECURITIES AMERICA ADVISORS, INC.James Delwyn Nagengast — SECURITIES AMERICA ADVISORS, INC.
Nearby cities in Nebraska
OMAHA (429)LINCOLN (130)NORTH PLATTE (20)LAVISTA (14)GRAND ISLAND (10)
City Guides
OMAHA GuideLINCOLN GuideNORTH PLATTE GuideLAVISTA GuideGRAND ISLAND Guide
Research
Advisor Fees in NebraskaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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