Unclaimed Profile

Doreen Louise Griffith

SECURITIES AMERICA ADVISORS, INC.·LA VISTA, Nebraska

SECURITIES AMERICA ADVISORS, INC.

12325 PORT GRACE BLVD., LA VISTA, NE 68128-8204CRD# 4110247Firm CRD# 110518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Doreen Louise Griffith · LA VISTA, NE

Registration

CRD #4110247 · SECURITIES AMERICA ADVISORS, INC.

Brand Profile

Not yet started

Disclosure history

10 disclosures on file · See FINRA BrokerCheck for full record

About

Doreen Louise Griffith is a registered financial advisor based in LA VISTA, Nebraska, affiliated with SECURITIES AMERICA ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

SECURITIES AMERICA ADVISORS, INC.

AUM

$40.4B

Regulatory assets under management

Employees

4468

Total firm employees

View all advisors at SECURITIES AMERICA ADVISORS, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4110247

Firm CRD# 110518

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Doreen Louise Griffith offer?

Doreen Louise Griffith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LA VISTA, Nebraska for a consultation.

What are Doreen Louise Griffith's credentials?

Doreen Louise Griffith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Doreen Louise Griffith located?

Doreen Louise Griffith is based in LA VISTA, Nebraska, working with SECURITIES AMERICA ADVISORS, INC.. Their office serves clients in the LA VISTA metropolitan area and surrounding communities.

How does Doreen Louise Griffith charge for services?

Doreen Louise Griffith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURITIES AMERICA ADVISORS, INC.?

SECURITIES AMERICA ADVISORS, INC. has approximately 4468 employees and manages $40.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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