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Doreen Louise Griffith

SECURITIES AMERICA ADVISORS, INC.·LA VISTA, Nebraska
SIE, Series 7, Series 24, Series 99TOClean recordSECURITIES AMERICA ADVISORS, INC.
12325 PORT GRACE BLVD., LA VISTA, NE 68128-8204CRD# 4110247Firm CRD# 110518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Doreen Louise Griffith · LA VISTA, NE
Registration
CRD #4110247 · SECURITIES AMERICA ADVISORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SECURITIES AMERICA ADVISORS, INC.
CRD 110518 · SEC 801-45628
AUM
$40.4B
Regulatory assets under management
Employees
4,468
211,150 client accounts
Services offered by SECURITIES AMERICA ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SECURITIES AMERICA ADVISORS, INC. →
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Frequently Asked Questions

What services does Doreen Louise Griffith offer?
Doreen Louise Griffith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LA VISTA, Nebraska for a consultation.
What are Doreen Louise Griffith's credentials?
Doreen Louise Griffith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Doreen Louise Griffith located?
Doreen Louise Griffith is based in LA VISTA, Nebraska, working with SECURITIES AMERICA ADVISORS, INC.. Their office serves clients in the LA VISTA metropolitan area and surrounding communities.
How does Doreen Louise Griffith charge for services?
Doreen Louise Griffith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SECURITIES AMERICA ADVISORS, INC.?
SECURITIES AMERICA ADVISORS, INC. has approximately 4468 employees and manages $40.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SECURITIES AMERICA ADVISORS, INC.

Lori Renae Bogatz
LA VISTA, NE
Marla Jean Cross
LA VISTA, NE
James George Meyers
LA VISTA, NE
Shawn Robert Kinsella
LA VISTA, NE
Kirk Jesse Hulett
LA VISTA, NE
Theresa J James
LA VISTA, NE

More Advisors in LA VISTA, Nebraska

James Delwyn Nagengast
SECURITIES AMERICA ADVISORS, INC.·LA VISTA, NE
Janet Lynn Hill
SECURITIES AMERICA ADVISORS, INC.·LA VISTA, NE
Leon Michael Johnson
SECURITIES AMERICA ADVISORS, INC.·LA VISTA, NE
Paul Raymond Lofties
SECURITIES AMERICA ADVISORS, INC.·LA VISTA, NE
CFP
Paul Robert Huerter
SECURITIES AMERICA ADVISORS, INC.·LA VISTA, NE
Peter Craig Dutoit
SECURITIES AMERICA ADVISORS, INC.·LA VISTA, NE

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Nebraska
OMAHA (287)LINCOLN (90)LAVISTA (12)GRAND ISLAND (8)NORTH PLATTE (7)NORFOLK (6)KEARNEY (5)SCOTTSBLUFF (5)LOUISVILLE (4)HASTINGS (4)
City Guides
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Research
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