Unclaimed Profile

Pete Joseph Zimmerman

SECURITIES AMERICA ADVISORS, INC.·LA VISTA, Nebraska

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 66, Series 99TOCFPClean record15 years registeredSECURITIES AMERICA ADVISORS, INC.

12325 PORT GRACE BLVD., LA VISTA, NE 68128-8204CRD# 5603964Firm CRD# 110518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Pete Joseph Zimmerman · LA VISTA, NE

Registration

CRD #5603964 · SECURITIES AMERICA ADVISORS, INC. · 15 years registered

Brand Profile

Not yet started

Career History

NORTHLAND ASSET MANAGEMENT

Jan 2026 – present

OSAIC WEALTH, INC.

Jun 2024 – Nov 2025

SCOTTSDALE, AZ

SECURITIES AMERICA ADVISORS, INC.

Oct 2010 – Jun 2024

La Vista, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · October 22, 2010

Years registered · 15

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SECURITIES AMERICA ADVISORS, INC.

CRD 110518 · SEC 801-45628

AUM

$40.4B

Regulatory assets under management

Employees

4,468

211,150 client accounts

Services offered by SECURITIES AMERICA ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SECURITIES AMERICA ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Pete Joseph Zimmerman offer?

Pete Joseph Zimmerman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LA VISTA, Nebraska for a consultation.

What are Pete Joseph Zimmerman's credentials?

Pete Joseph Zimmerman holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Pete Joseph Zimmerman located?

Pete Joseph Zimmerman is based in LA VISTA, Nebraska, working with SECURITIES AMERICA ADVISORS, INC.. Their office serves clients in the LA VISTA metropolitan area and surrounding communities.

How does Pete Joseph Zimmerman charge for services?

Pete Joseph Zimmerman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURITIES AMERICA ADVISORS, INC.?

SECURITIES AMERICA ADVISORS, INC. has approximately 4468 employees and manages $40.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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