Unclaimed Profile

Richard Garrett

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·ST. LOUIS, Missouri

SIE, Series 7, Series 24, Series 66Clean record25 years registeredWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103CRD# 2800056Firm CRD# 11025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Garrett · ST. LOUIS, MO

Registration

CRD #2800056 · WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · 25 years registered

Brand Profile

Not yet started

Career History

RAYMOND JAMES & ASSOCIATES, INC.

Oct 2024 – present

WELLS FARGO ADVISORS

Nov 2023 – Sep 2024

ST. LOUIS, MO

WELLS FARGO ADVISORS

Mar 2005 – Sep 2024

ST. LOUIS, MO

LOCKWOOD ADVISORS INC

Feb 2004 – Mar 2004

MALVERN, PA

LOCKWOOD FINANCIAL SERVICES, INC

May 2001 – Mar 2004

MALVERN, PA

LFG ADVISORS, INC.

Apr 2001 – Aug 2002

MALVERN, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · April 17, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD 11025 · SEC 801-57434

AUM

$154.2B

Regulatory assets under management

Employees

3,227

346,499 client accounts

Services offered by WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Garrett offer?

Richard Garrett specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Richard Garrett's credentials?

Richard Garrett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Garrett located?

Richard Garrett is based in ST. LOUIS, Missouri, working with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Richard Garrett charge for services?

Richard Garrett's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC?

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC has approximately 3227 employees and manages $154.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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