Unclaimed Profile

Kimberly D Wood

KENNEDY CAPITAL MANAGEMENT, INC.·ST LOUIS, Missouri

SIE, Series 7TO, Series 24, Series 63, Series 65Clean record9 years registeredKENNEDY CAPITAL MANAGEMENT, INC.

10829 OLIVE BLVD, ST LOUIS, MO 63141-7739CRD# 6693054Firm CRD# 105834

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kimberly D Wood · ST LOUIS, MO

Registration

CRD #6693054 · KENNEDY CAPITAL MANAGEMENT, INC. · 9 years registered

Brand Profile

Not yet started

Career History

CAPITAL CLIENT GROUP, INC.

Mar 2019 – present

CAPITAL CLIENT GROUP, INC.

Nov 2018 – present

KENNEDY CAPITAL MANAGEMENT

Jun 2017 – Apr 2018

ST LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · June 14, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KENNEDY CAPITAL MANAGEMENT LLC

CRD 105834 · SEC 801-15323

AUM

$4.8B

Regulatory assets under management

Employees

185 client accounts

Services offered by KENNEDY CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at KENNEDY CAPITAL MANAGEMENT LLC →

Introduction

Speak with Kimberly

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kimberly is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ST LOUIS?

Browse all registered financial advisors in ST LOUIS, Missouri or claim this profile if it's yours.

Browse ST LOUIS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kimberly D Wood offer?

Kimberly D Wood specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.

What are Kimberly D Wood's credentials?

Kimberly D Wood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kimberly D Wood located?

Kimberly D Wood is based in ST LOUIS, Missouri, working with KENNEDY CAPITAL MANAGEMENT, INC.. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.

How does Kimberly D Wood charge for services?

Kimberly D Wood's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KENNEDY CAPITAL MANAGEMENT, INC.?

KENNEDY CAPITAL MANAGEMENT, INC. has approximately 47 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →