Unclaimed Profile

Richard Henry Sinise

KENNEDY CAPITAL MANAGEMENT, INC.·ST LOUIS, Missouri

Series 2Clean record30 years registeredKENNEDY CAPITAL MANAGEMENT, INC.

10829 OLIVE BLVD, ST LOUIS, MO 63141-7739CRD# 1859368Firm CRD# 105834

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Henry Sinise · ST LOUIS, MO

Registration

CRD #1859368 · KENNEDY CAPITAL MANAGEMENT, INC. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KENNEDY CAPITAL MANAGEMENT, INC.

KENNEDY CAPITAL MANAGEMENT

Jun 1996 – Nov 2020

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · June 4, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KENNEDY CAPITAL MANAGEMENT LLC

CRD 105834 · SEC 801-15323

AUM

$4.8B

Regulatory assets under management

Employees

185 client accounts

Services offered by KENNEDY CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at KENNEDY CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Richard Henry Sinise offer?

Richard Henry Sinise specializes in Investment Management, Retirement Planning, Wealth Management.

What are Richard Henry Sinise's credentials?

Richard Henry Sinise is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Henry Sinise located?

Richard Henry Sinise is based in ST LOUIS, Missouri, last registered with KENNEDY CAPITAL MANAGEMENT, INC..

How does Richard Henry Sinise charge for services?

Richard Henry Sinise's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KENNEDY CAPITAL MANAGEMENT, INC.?

KENNEDY CAPITAL MANAGEMENT, INC. has approximately 47 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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