Unclaimed Profile

Terrence Dooley Frank

STIFEL INDEPENDENT ADVISORS, LLC·ST LOUIS, Missouri

SIE, Series 4, Series 7, Series 24, Series 63, Series 65Clean record25 years registeredSTIFEL INDEPENDENT ADVISORS, LLC

501 N BROADWAY, ST LOUIS, MO 63102CRD# 1330914Firm CRD# 28218

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Terrence Dooley Frank · ST LOUIS, MO

Registration

CRD #1330914 · STIFEL INDEPENDENT ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STIFEL INDEPENDENT ADVISORS, LLC

STIFEL INDEPENDENT ADVISORS, LLC

Aug 2001 – Mar 2023

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · August 6, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STIFEL INDEPENDENT ADVISORS, LLC

CRD 28218 · SEC 801-43561

AUM

$3.6B

Regulatory assets under management

Employees

190

9,973 client accounts

Services offered by STIFEL INDEPENDENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STIFEL INDEPENDENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Terrence Dooley Frank offer?

Terrence Dooley Frank specializes in Financial Planning, Investment Management, Wealth Management.

What are Terrence Dooley Frank's credentials?

Terrence Dooley Frank is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Terrence Dooley Frank located?

Terrence Dooley Frank is based in ST LOUIS, Missouri, last registered with STIFEL INDEPENDENT ADVISORS, LLC.

How does Terrence Dooley Frank charge for services?

Terrence Dooley Frank's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STIFEL INDEPENDENT ADVISORS, LLC?

STIFEL INDEPENDENT ADVISORS, LLC has approximately 190 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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