Unclaimed Profile

Diane Patricia Gabriel

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·ST. LOUIS, Missouri

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 6523 years registeredWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103CRD# 1063352Firm CRD# 11025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Diane Patricia Gabriel · ST. LOUIS, MO

Registration

CRD #1063352 · WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

JANNEY MONTGOMERY SCOTT LLC

Oct 2021 – Jun 2024

Franklin Lakes, NJ

WELLS FARGO CLEARING SERVICES, LLC

Sep 2012 – Aug 2021

ST. LOUIS, MO

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Jan 2003 – Sep 2012

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · January 29, 2003

Years registered · 23

Disclosure History

1996Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD 11025 · SEC 801-57434

AUM

$154.2B

Regulatory assets under management

Employees

3,227

346,499 client accounts

Services offered by WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC →

Introduction

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Frequently Asked Questions

What services does Diane Patricia Gabriel offer?

Diane Patricia Gabriel specializes in Financial Planning, Investment Management, Wealth Management.

What are Diane Patricia Gabriel's credentials?

Diane Patricia Gabriel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Diane Patricia Gabriel located?

Diane Patricia Gabriel is based in ST. LOUIS, Missouri, last registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

How does Diane Patricia Gabriel charge for services?

Diane Patricia Gabriel's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC?

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC has approximately 3227 employees and manages $154.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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