Unclaimed Profile

Charles Edward Dodson

STIFEL INDEPENDENT ADVISORS, LLC·ST LOUIS, Missouri

SIE, Series 4, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 99TOClean record16 years registeredSTIFEL INDEPENDENT ADVISORS, LLC

501 N BROADWAY, ST LOUIS, MO 63102CRD# 1744430Firm CRD# 28218

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Edward Dodson · ST LOUIS, MO

Registration

CRD #1744430 · STIFEL INDEPENDENT ADVISORS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

STIFEL INDEPENDENT ADVISORS, LLC

Jan 2022 – present

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Jan 2022 – present

JAG CAPITAL MANAGEMENT LLC

Mar 2013 – Jan 2021

ST. LOUIS, MO

JAG ADVISORS

Feb 2010 – May 2013

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 14

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · February 22, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STIFEL INDEPENDENT ADVISORS, LLC

CRD 28218 · SEC 801-43561

AUM

$3.6B

Regulatory assets under management

Employees

190

9,973 client accounts

Services offered by STIFEL INDEPENDENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STIFEL INDEPENDENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Edward Dodson offer?

Charles Edward Dodson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.

What are Charles Edward Dodson's credentials?

Charles Edward Dodson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Edward Dodson located?

Charles Edward Dodson is based in ST LOUIS, Missouri, working with STIFEL INDEPENDENT ADVISORS, LLC. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.

How does Charles Edward Dodson charge for services?

Charles Edward Dodson's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STIFEL INDEPENDENT ADVISORS, LLC?

STIFEL INDEPENDENT ADVISORS, LLC has approximately 190 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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