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David John Griffiths

SIGNALPOINT ASSET MANAGEMENT LLC·SPRINGFIELD, Missouri
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1201 E. WALNUT STREET, SPRINGFIELD, MO 65802CRD# 4351262Firm CRD# 147578
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About

David John Griffiths is a registered financial advisor based in SPRINGFIELD, Missouri, affiliated with SIGNALPOINT ASSET MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SIGNALPOINT ASSET MANAGEMENT LLC
SIGNALPOINT ASSET MANAGEMENT LLC
AUM
$522M
Regulatory assets under management
Employees
10
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4351262
Firm CRD# 147578
6 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does David John Griffiths offer?
David John Griffiths specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SPRINGFIELD, Missouri for a consultation.
What are David John Griffiths's credentials?
David John Griffiths is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David John Griffiths located?
David John Griffiths is based in SPRINGFIELD, Missouri, working with SIGNALPOINT ASSET MANAGEMENT LLC. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.
How does David John Griffiths charge for services?
David John Griffiths's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SIGNALPOINT ASSET MANAGEMENT LLC?
SIGNALPOINT ASSET MANAGEMENT LLC has approximately 10 employees and manages $522M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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