Unclaimed Profile

Dennis Robin Walker

SIGNALPOINT ASSET MANAGEMENT LLC·SPRINGFIELD, Missouri

Series 7, Series 9, Series 10, Series 63, Series 6525 years registeredSIGNALPOINT ASSET MANAGEMENT LLC

1201 E. WALNUT STREET, SPRINGFIELD, MO 65802CRD# 1058338Firm CRD# 147578

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Robin Walker · SPRINGFIELD, MO

Registration

CRD #1058338 · SIGNALPOINT ASSET MANAGEMENT LLC · 25 years registered

Brand Profile

Not yet started

Career History

WALKER ASSET MANAGEMENT, LLC

Oct 2016 – present

SIGNALPOINT CAPITAL MANAGEMENT, LLC

Feb 2014 – Sep 2016

SPRINGFIELD, MO

SIGNALPOINT ASSET MANAGEMENT LLC

Aug 2013 – Feb 2017

SPRINGFIELD, MO

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Mar 2007 – Aug 2013

SPRINGFIELD, MO

MORGAN STANLEY

Feb 2001 – Mar 2007

OVERLAND PARK, KS

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · February 27, 2001

Years registered · 25

Disclosure History

2015Regulatory·Final

2014Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SIGNALPOINT ASSET MANAGEMENT LLC

CRD 147578 · SEC 801-69394

AUM

$522M

Regulatory assets under management

Employees

1,512 client accounts

Services offered by SIGNALPOINT ASSET MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SIGNALPOINT ASSET MANAGEMENT LLC →

Introduction

Speak with Dennis

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Dennis is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SPRINGFIELD?

Browse all registered financial advisors in SPRINGFIELD, Missouri or claim this profile if it's yours.

Browse SPRINGFIELD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Dennis Robin Walker offer?

Dennis Robin Walker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SPRINGFIELD, Missouri for a consultation.

What are Dennis Robin Walker's credentials?

Dennis Robin Walker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Robin Walker located?

Dennis Robin Walker is based in SPRINGFIELD, Missouri, working with SIGNALPOINT ASSET MANAGEMENT LLC. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.

How does Dennis Robin Walker charge for services?

Dennis Robin Walker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIGNALPOINT ASSET MANAGEMENT LLC?

SIGNALPOINT ASSET MANAGEMENT LLC has approximately 10 employees and manages $522M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →