Unclaimed Profile

Dennis James Heim

HYA ADVISORS, INC·SPRINGFIELD, Missouri

SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 99TOCFP28 years registeredHYA ADVISORS, INC

1256 E KINGSLEY ST, SPRINGFIELD, MO 65804-7211CRD# 1343699Firm CRD# 106691

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis James Heim · SPRINGFIELD, MO

Registration

CRD #1343699 · HYA ADVISORS, INC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HYA ADVISORS, INC

MERCER GLOBAL ADVISORS INC.

Jul 2022 – Jan 2024

Springfield, MO

HYA ADVISORS, INC

Nov 1997 – Sep 2022

SPRINGFIELD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Series 99TO

Registration record

First registered · November 7, 1997

Years registered · 28

Professional designation · CFP

Disclosure History

2010Customer Dispute·Settled

1997Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HYA ADVISORS, INC

CRD 106691 · SEC 801-38828

AUM

$917M

Regulatory assets under management

Employees

2,290 client accounts

Services offered by HYA ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HYA ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does Dennis James Heim offer?

Dennis James Heim specializes in Financial Planning, Investment Management.

What are Dennis James Heim's credentials?

Dennis James Heim holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Dennis James Heim located?

Dennis James Heim is based in SPRINGFIELD, Missouri, last registered with HYA ADVISORS, INC.

How does Dennis James Heim charge for services?

Dennis James Heim's firm is compensated through percentage of aum, hourly charges, subscription fees, other: monthly subscription fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HYA ADVISORS, INC?

HYA ADVISORS, INC has approximately 13 employees and manages $917M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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