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Benjamin Michael Brocker

LEGACY WEALTH ASSET MANAGEMENT, LLC·WOODBURY, Minnesota
SIE, Series 6, Series 7, Series 63CFAClean record6 years registeredLEGACY WEALTH ASSET MANAGEMENT, LLC
683 BIELENBERG DRIVE, WOODBURY, MN 55125CRD# 5687239Firm CRD# 306732

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Benjamin Michael Brocker · WOODBURY, MN
Registration
CRD #5687239 · LEGACY WEALTH ASSET MANAGEMENT, LLC · 6 years registered
Brand Profile
Not yet started
01

Career History

LEGACY WEALTH
Feb 2020 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Registration record
First registered · February 14, 2020
Years registered · 6
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LEGACY WEALTH ASSET MANAGEMENT, LLC
CRD 306732 · SEC 801-118042
AUM
$413M
Regulatory assets under management
Employees
10
1,053 client accounts
Services offered by LEGACY WEALTH ASSET MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LEGACY WEALTH ASSET MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Benjamin Michael Brocker offer?
Benjamin Michael Brocker specializes in Financial Planning, Investment Management. Contact their office in WOODBURY, Minnesota for a consultation.
What are Benjamin Michael Brocker's credentials?
Benjamin Michael Brocker holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Benjamin Michael Brocker located?
Benjamin Michael Brocker is based in WOODBURY, Minnesota, working with LEGACY WEALTH ASSET MANAGEMENT, LLC. Their office serves clients in the WOODBURY metropolitan area and surrounding communities.
How does Benjamin Michael Brocker charge for services?
Benjamin Michael Brocker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LEGACY WEALTH ASSET MANAGEMENT, LLC?
LEGACY WEALTH ASSET MANAGEMENT, LLC has approximately 10 employees and manages $413M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LEGACY WEALTH ASSET MANAGEMENT, LLC

Michael Douglas Brocker
WOODBURY, MN
ChFC
Joshua Michael Brocker
WOODBURY, MN
CFP
Matthew Michael Brocker
WOODBURY, MN

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