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Benjamin Michael Brocker

LEGACY WEALTH ASSET MANAGEMENT, LLC·WOODBURY, Minnesota
Clean recordLEGACY WEALTH ASSET MANAGEMENT, LLC
683 BIELENBERG DRIVE, WOODBURY, MN 55125CRD# 5687239Firm CRD# 306732

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Benjamin Michael Brocker · WOODBURY, MN
Registration
CRD #5687239 · LEGACY WEALTH ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Benjamin Michael Brocker is a registered financial advisor based in WOODBURY, Minnesota, affiliated with LEGACY WEALTH ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
LEGACY WEALTH ASSET MANAGEMENT, LLC
LEGACY WEALTH
AUM
$413M
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at LEGACY WEALTH ASSET MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5687239
Firm CRD# 306732
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Benjamin Michael Brocker offer?
Benjamin Michael Brocker specializes in Financial Planning, Investment Management. Contact their office in WOODBURY, Minnesota for a consultation.
What are Benjamin Michael Brocker's credentials?
Benjamin Michael Brocker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Benjamin Michael Brocker located?
Benjamin Michael Brocker is based in WOODBURY, Minnesota, working with LEGACY WEALTH ASSET MANAGEMENT, LLC. Their office serves clients in the WOODBURY metropolitan area and surrounding communities.
How does Benjamin Michael Brocker charge for services?
Benjamin Michael Brocker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LEGACY WEALTH ASSET MANAGEMENT, LLC?
LEGACY WEALTH ASSET MANAGEMENT, LLC has approximately 10 employees and manages $413M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LEGACY WEALTH ASSET MANAGEMENT, LLC

Michael Douglas Brocker
WOODBURY, MN
Joshua Michael Brocker
WOODBURY, MN
Johnathan Michael Brocker
WOODBURY, MN
Matthew Michael Brocker
WOODBURY, MN

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