Unclaimed Profile

Beth D Lawlor

U.S. BANCORP INVESTMENTS, INC.·SAINT PAUL, Minnesota

SIE, Series 7, Series 24, Series 63Clean record15 years registeredU.S. BANCORP INVESTMENTS, INC.

60 LIVINGSTON AVENUE, SAINT PAUL, MN 55107CRD# 5352662Firm CRD# 17868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Beth D Lawlor · SAINT PAUL, MN

Registration

CRD #5352662 · U.S. BANCORP INVESTMENTS, INC. · 15 years registered

Brand Profile

Not yet started

Career History

U.S. BANCORP ADVISORS, LLC

Feb 2024 – present

U.S. BANCORP ADVISORS, LLC

Jan 2024 – present

U.S. BANCORP INVESTMENTS, INC.

Jun 2020 – Feb 2026

Saint Paul, MN

UBS FINANCIAL SERVICES INC.

Sep 2016 – Aug 2018

WEEHAWKEN, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Mar 2013 – Jan 2015

CRANFORD, NJ

MORGAN STANLEY

Sep 2010 – Mar 2013

SHORT HILLS, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · September 17, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

U.S. BANCORP INVESTMENTS, INC.

CRD 17868 · SEC 801-68122

AUM

$15.9B

Regulatory assets under management

Employees

2,307

60,028 client accounts

Services offered by U.S. BANCORP INVESTMENTS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at U.S. BANCORP INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Beth D Lawlor offer?

Beth D Lawlor specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAINT PAUL, Minnesota for a consultation.

What are Beth D Lawlor's credentials?

Beth D Lawlor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Beth D Lawlor located?

Beth D Lawlor is based in SAINT PAUL, Minnesota, working with U.S. BANCORP INVESTMENTS, INC.. Their office serves clients in the SAINT PAUL metropolitan area and surrounding communities.

How does Beth D Lawlor charge for services?

Beth D Lawlor's firm is compensated through percentage of aum, other: 12b-1,networking&shareholder serv,product partner arrangements. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is U.S. BANCORP INVESTMENTS, INC.?

U.S. BANCORP INVESTMENTS, INC. has approximately 2307 employees and manages $15.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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