Unclaimed Profile

Dorothy Ann Mitchel

U.S. BANCORP INVESTMENTS, INC.·SAINT PAUL, Minnesota

U.S. BANCORP INVESTMENTS, INC.

60 LIVINGSTON AVENUE, SAINT PAUL, MN 55107CRD# 1142201Firm CRD# 17868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dorothy Ann Mitchel · SAINT PAUL, MN

Registration

CRD #1142201 · U.S. BANCORP INVESTMENTS, INC.

Brand Profile

Not yet started

Disclosure history

7 disclosures on file · See FINRA BrokerCheck for full record

About

Dorothy Ann Mitchel is a registered financial advisor based in SAINT PAUL, Minnesota, affiliated with U.S. BANCORP INVESTMENTS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

U.S. BANCORP INVESTMENTS, INC.

AUM

$15.9B

Regulatory assets under management

Employees

2307

Total firm employees

View all advisors at U.S. BANCORP INVESTMENTS, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Background

Compensation

Percentage of AUM

Other: 12B-1,NETWORKING&SHAREHOLDER SERV,PRODUCT PARTNER ARRANGEMENTS

Regulatory

SEC/IARD CRD# 1142201

Firm CRD# 17868

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Dorothy Ann Mitchel offer?

Dorothy Ann Mitchel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAINT PAUL, Minnesota for a consultation.

What are Dorothy Ann Mitchel's credentials?

Dorothy Ann Mitchel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dorothy Ann Mitchel located?

Dorothy Ann Mitchel is based in SAINT PAUL, Minnesota, working with U.S. BANCORP INVESTMENTS, INC.. Their office serves clients in the SAINT PAUL metropolitan area and surrounding communities.

How does Dorothy Ann Mitchel charge for services?

Dorothy Ann Mitchel's firm is compensated through percentage of aum, other: 12b-1,networking&shareholder serv,product partner arrangements. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is U.S. BANCORP INVESTMENTS, INC.?

U.S. BANCORP INVESTMENTS, INC. has approximately 2307 employees and manages $15.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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