Unclaimed Profile

Sarah Marie Wisniewski

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC·GOLDEN VALLEY, Minnesota

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record17 years registeredTHE OAK RIDGE FINANCIAL SERVICES GROUP, INC

701 XENIA AVENUE SOUTH, GOLDEN VALLEY, MN 55416-1089CRD# 2340516Firm CRD# 42941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sarah Marie Wisniewski · GOLDEN VALLEY, MN

Registration

CRD #2340516 · THE OAK RIDGE FINANCIAL SERVICES GROUP, INC · 17 years registered

Brand Profile

Not yet started

Career History

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 2025 – present

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Mar 2023 – Dec 2024

Playa Del Rey, CA

WESTPARK CAPITAL, INC.

Jun 2018 – Mar 2023

LOS ANGELES, CA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Dec 2012 – Dec 2015

El Segundo, CA

WESTPARK CAPITAL, INC.

Jan 2012 – Nov 2012

LOS ANGELES, CA

STRATEGIC WEALTH ADVISORS GROUP

Dec 2010 – Feb 2012

SAN MATEO, CA

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

Nov 2008 – Oct 2009

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · November 14, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

CRD 42941 · SEC 801-80809

AUM

$456M

Regulatory assets under management

Employees

1,501 client accounts

Services offered by THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE OAK RIDGE FINANCIAL SERVICES GROUP, INC →

Introduction

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Frequently Asked Questions

What services does Sarah Marie Wisniewski offer?

Sarah Marie Wisniewski specializes in Financial Planning, Investment Management. Contact their office in GOLDEN VALLEY, Minnesota for a consultation.

What are Sarah Marie Wisniewski's credentials?

Sarah Marie Wisniewski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sarah Marie Wisniewski located?

Sarah Marie Wisniewski is based in GOLDEN VALLEY, Minnesota, working with THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. Their office serves clients in the GOLDEN VALLEY metropolitan area and surrounding communities.

How does Sarah Marie Wisniewski charge for services?

Sarah Marie Wisniewski's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE OAK RIDGE FINANCIAL SERVICES GROUP, INC?

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC has approximately 60 employees and manages $456M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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