Unclaimed Profile

Jeffrey David Broders

RUNNING OAK CAPITAL LLC·EDINA, Minnesota

SIE, Series 6, Series 6TO, Series 7, Series 7TO, Series 24, Series 66Clean record18 years registeredRUNNING OAK CAPITAL LLC

4519 W 56TH ST, EDINA, MN 55424CRD# 4646137Firm CRD# 286656

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey David Broders · EDINA, MN

Registration

CRD #4646137 · RUNNING OAK CAPITAL LLC · 18 years registered

Brand Profile

Not yet started

Career History

RUNNING OAK CAPITAL LLC

Dec 2021 – present

PRINCIPAL GLOBAL INVESTORS, LLC

May 2017 – Oct 2021

Des Moines, IA

PRINCIPAL SECURITIES, INC.

Jun 2008 – Mar 2017

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 7TO

Series 24

Series 66

Registration record

First registered · June 9, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RUNNING OAK CAPITAL LLC

CRD 286656 · SEC 801-110116

AUM

$534M

Regulatory assets under management

Employees

853 client accounts

Services offered by RUNNING OAK CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at RUNNING OAK CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey David Broders offer?

Jeffrey David Broders specializes in Investment Management. Contact their office in EDINA, Minnesota for a consultation.

What are Jeffrey David Broders's credentials?

Jeffrey David Broders is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey David Broders located?

Jeffrey David Broders is based in EDINA, Minnesota, working with RUNNING OAK CAPITAL LLC. Their office serves clients in the EDINA metropolitan area and surrounding communities.

How does Jeffrey David Broders charge for services?

Jeffrey David Broders's firm is compensated through percentage of aum, other: base pay plus discretionary bonus. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RUNNING OAK CAPITAL LLC?

RUNNING OAK CAPITAL LLC has approximately 2 employees and manages $534M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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