Unclaimed Profile

Seth Lawrence Cogswell

RUNNING OAK CAPITAL LLC·EDINA, Minnesota

SIE, Series 7, Series 55, Series 66Clean record9 years registeredRUNNING OAK CAPITAL LLC

4519 W 56TH ST, EDINA, MN 55424CRD# 5010120Firm CRD# 286656

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Seth Lawrence Cogswell · EDINA, MN

Registration

CRD #5010120 · RUNNING OAK CAPITAL LLC · 9 years registered

Brand Profile

Not yet started

Career History

ASPENTREE CAPITAL CORPORATION

Nov 2021 – present

RUNNING OAK CAPITAL LLC

Apr 2019 – present

MARKS GROUP WEALTH MANAGEMENT, INC.

Apr 2017 – Jun 2017

MINNETONKA, MN

RUNNING OAK CAPITAL LLC

Mar 2017 – Dec 2017

MINNETONKA, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 55

Series 66

Registration record

First registered · March 15, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RUNNING OAK CAPITAL LLC

CRD 286656 · SEC 801-110116

AUM

$534M

Regulatory assets under management

Employees

853 client accounts

Services offered by RUNNING OAK CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at RUNNING OAK CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Seth Lawrence Cogswell offer?

Seth Lawrence Cogswell specializes in Investment Management. Contact their office in EDINA, Minnesota for a consultation.

What are Seth Lawrence Cogswell's credentials?

Seth Lawrence Cogswell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Seth Lawrence Cogswell located?

Seth Lawrence Cogswell is based in EDINA, Minnesota, working with RUNNING OAK CAPITAL LLC. Their office serves clients in the EDINA metropolitan area and surrounding communities.

How does Seth Lawrence Cogswell charge for services?

Seth Lawrence Cogswell's firm is compensated through percentage of aum, other: base pay plus discretionary bonus. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RUNNING OAK CAPITAL LLC?

RUNNING OAK CAPITAL LLC has approximately 2 employees and manages $534M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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