Unclaimed Profile

Brian Carroll Beh

FIRST LIGHT ASSET MANAGEMENT, LLC·EDINA, Minnesota

SIE, Series 3, Series 7, Series 63, Series 6528 years registeredFIRST LIGHT ASSET MANAGEMENT, LLC

3300 EDINBOROUGH WAY, EDINA, MN 55435CRD# 1500962Firm CRD# 168899

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Carroll Beh · EDINA, MN

Registration

CRD #1500962 · FIRST LIGHT ASSET MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST LIGHT ASSET MANAGEMENT, LLC

FIRST LIGHT ASSET MANAGEMENT, LLC

Jun 2015 – Aug 2018

EDINA, MN

ROXBURY CAPITAL MANAGEMENT LLC

Jul 1998 – Jan 2015

MINNETONKA, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · July 31, 1998

Years registered · 28

Disclosure History

2024Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIRST LIGHT ASSET MANAGEMENT, LLC

CRD 168899 · SEC 801-78528

AUM

$1.4B

Regulatory assets under management

Employees

1,165 client accounts

Services offered by FIRST LIGHT ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at FIRST LIGHT ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Carroll Beh offer?

Brian Carroll Beh specializes in Investment Management, Retirement Planning, Wealth Management.

What are Brian Carroll Beh's credentials?

Brian Carroll Beh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Carroll Beh located?

Brian Carroll Beh is based in EDINA, Minnesota, last registered with FIRST LIGHT ASSET MANAGEMENT, LLC.

How does Brian Carroll Beh charge for services?

Brian Carroll Beh's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST LIGHT ASSET MANAGEMENT, LLC?

FIRST LIGHT ASSET MANAGEMENT, LLC has approximately 14 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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