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Brett Thomas Johnson

FIRST LIGHT ASSET MANAGEMENT, LLC·EDINA, Minnesota
Series 7, Series 66CFAClean record12 years registeredFIRST LIGHT ASSET MANAGEMENT, LLC
3300 EDINBOROUGH WAY, EDINA, MN 55435CRD# 4953378Firm CRD# 168899

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brett Thomas Johnson · EDINA, MN
Registration
CRD #4953378 · FIRST LIGHT ASSET MANAGEMENT, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · February 11, 2014
Years registered · 12
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FIRST LIGHT ASSET MANAGEMENT, LLC
CRD 168899 · SEC 801-78528
AUM
$1.4B
Regulatory assets under management
Employees
14
1,165 client accounts
Services offered by FIRST LIGHT ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
Introduction

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05

Frequently Asked Questions

What services does Brett Thomas Johnson offer?
Brett Thomas Johnson specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in EDINA, Minnesota for a consultation.
What are Brett Thomas Johnson's credentials?
Brett Thomas Johnson holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Brett Thomas Johnson located?
Brett Thomas Johnson is based in EDINA, Minnesota, working with FIRST LIGHT ASSET MANAGEMENT, LLC. Their office serves clients in the EDINA metropolitan area and surrounding communities.
How does Brett Thomas Johnson charge for services?
Brett Thomas Johnson's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST LIGHT ASSET MANAGEMENT, LLC?
FIRST LIGHT ASSET MANAGEMENT, LLC has approximately 14 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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