Unclaimed Profile

Caitlyn E Frament

INTEGRATED WEALTH CONCEPTS LLC·WALTHAM, Massachusetts

SIE, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 66, Series 99TOClean record8 years registeredINTEGRATED WEALTH CONCEPTS LLC

200 5TH AVENUE, WALTHAM, MA 02451CRD# 5122579Firm CRD# 284656

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Caitlyn E Frament · WALTHAM, MA

Registration

CRD #5122579 · INTEGRATED WEALTH CONCEPTS LLC · 8 years registered

Brand Profile

Not yet started

Career History

INTEGRATED WEALTH CONCEPTS LLC

Jan 2022 – present

LPL FINANCIAL LLC

Jan 2022 – present

MORGAN STANLEY

Oct 2021 – Dec 2021

Boston, MA

THE PATRIOT FINANCIAL GROUP, LLC

Jul 2018 – Oct 2021

West Warwick, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · July 24, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTEGRATED WEALTH CONCEPTS LLC

CRD 284656 · SEC 801-108179

AUM

$13.5B

Regulatory assets under management

Employees

424

22,706 client accounts

Services offered by INTEGRATED WEALTH CONCEPTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INTEGRATED WEALTH CONCEPTS LLC →

Introduction

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Frequently Asked Questions

What services does Caitlyn E Frament offer?

Caitlyn E Frament specializes in Financial Planning, Investment Management. Contact their office in WALTHAM, Massachusetts for a consultation.

What are Caitlyn E Frament's credentials?

Caitlyn E Frament is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Caitlyn E Frament located?

Caitlyn E Frament is based in WALTHAM, Massachusetts, working with INTEGRATED WEALTH CONCEPTS LLC. Their office serves clients in the WALTHAM metropolitan area and surrounding communities.

How does Caitlyn E Frament charge for services?

Caitlyn E Frament's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTEGRATED WEALTH CONCEPTS LLC?

INTEGRATED WEALTH CONCEPTS LLC has approximately 424 employees and manages $13.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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