Unclaimed Profile

Ann Lamontagne Swartz

INTEGRATED WEALTH CONCEPTS LLC·WALTHAM, Massachusetts

SIE, Series 6, Series 7, Series 24, Series 26, Series 63ChFCClean record23 years registeredINTEGRATED WEALTH CONCEPTS LLC

200 5TH AVENUE, WALTHAM, MA 02451CRD# 2014737Firm CRD# 284656

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ann Lamontagne Swartz · WALTHAM, MA

Registration

CRD #2014737 · INTEGRATED WEALTH CONCEPTS LLC · 23 years registered

Brand Profile

Not yet started

Career History

INTEGRATED WEALTH CONCEPTS LLC

Oct 2016 – present

LPL FINANCIAL LLC

Sep 2016 – present

LINCOLN FINANCIAL ADVISORS CORPORATION

Mar 2014 – Oct 2016

WALTHAM, MA

NEW ENGLAND SECURITIES CORPORATION

Dec 2002 – Apr 2013

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 63

Registration record

First registered · December 3, 2002

Years registered · 23

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTEGRATED WEALTH CONCEPTS LLC

CRD 284656 · SEC 801-108179

AUM

$13.5B

Regulatory assets under management

Employees

424

22,706 client accounts

Services offered by INTEGRATED WEALTH CONCEPTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INTEGRATED WEALTH CONCEPTS LLC →

Introduction

Speak with Ann

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ann is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WALTHAM?

Browse all registered financial advisors in WALTHAM, Massachusetts or claim this profile if it's yours.

Browse WALTHAM Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ann Lamontagne Swartz offer?

Ann Lamontagne Swartz specializes in Financial Planning, Investment Management. Contact their office in WALTHAM, Massachusetts for a consultation.

What are Ann Lamontagne Swartz's credentials?

Ann Lamontagne Swartz holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ann Lamontagne Swartz located?

Ann Lamontagne Swartz is based in WALTHAM, Massachusetts, working with INTEGRATED WEALTH CONCEPTS LLC. Their office serves clients in the WALTHAM metropolitan area and surrounding communities.

How does Ann Lamontagne Swartz charge for services?

Ann Lamontagne Swartz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTEGRATED WEALTH CONCEPTS LLC?

INTEGRATED WEALTH CONCEPTS LLC has approximately 424 employees and manages $13.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →