Unclaimed Profile

David Linus Kelly

COMMONWEALTH EQUITY SERVICES, LLC·WALTHAM, Massachusetts

SIE, Series 4, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 99TO35 years registeredCOMMONWEALTH EQUITY SERVICES, LLC

29 SAWYER ROAD, WALTHAM, MA 02453-3483CRD# 1597375Firm CRD# 8032

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Linus Kelly · WALTHAM, MA

Registration

CRD #1597375 · COMMONWEALTH EQUITY SERVICES, LLC · 35 years registered

Brand Profile

Not yet started

Career History

COMMONWEALTH FINANCIAL NETWORK

Jan 2014 – present

COMMONWEALTH FINANCIAL NETWORK

Jun 1991 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · June 7, 1991

Years registered · 35

Disclosure History

1996Customer Dispute·Settled

1996Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMMONWEALTH EQUITY SERVICES, LLC

CRD 8032 · SEC 801-41541

AUM

$177.0B

Regulatory assets under management

Employees

4,500

623,075 client accounts

Services offered by COMMONWEALTH EQUITY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COMMONWEALTH EQUITY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does David Linus Kelly offer?

David Linus Kelly specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WALTHAM, Massachusetts for a consultation.

What are David Linus Kelly's credentials?

David Linus Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Linus Kelly located?

David Linus Kelly is based in WALTHAM, Massachusetts, working with COMMONWEALTH EQUITY SERVICES, LLC. Their office serves clients in the WALTHAM metropolitan area and surrounding communities.

How does David Linus Kelly charge for services?

David Linus Kelly's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMONWEALTH EQUITY SERVICES, LLC?

COMMONWEALTH EQUITY SERVICES, LLC has approximately 4500 employees and manages $177.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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