Unclaimed Profile

Michael Robert Matty

ST. GERMAIN INVESTMENT MANAGEMENT, INC.·SPRINGFIELD, Massachusetts

SIE, Series 7, Series 14, Series 24, Series 55, Series 57TO, Series 63, Series 99TOCFP CFA ChFCClean record22 years registeredST. GERMAIN INVESTMENT MANAGEMENT, INC.

1500 MAIN ST, SPRINGFIELD, MA 01115-1001CRD# 3258559Firm CRD# 155186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Robert Matty · SPRINGFIELD, MA

Registration

CRD #3258559 · ST. GERMAIN INVESTMENT MANAGEMENT, INC. · 22 years registered

Brand Profile

Not yet started

Career History

ST. GERMAIN INVESTMENT MANAGEMENT

Jan 2011 – present

ST. GERMAIN INVESTMENT MANAGEMENT

Oct 2010 – Dec 2010

SPRINGFIELD, MA

ST GERMAIN INVESTMENT MANAGEMENT

Mar 2004 – Oct 2010

HARTFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 55

Series 57TO

Series 63

Series 99TO

Registration record

First registered · March 16, 2004

Years registered · 22

Professional designations · CFP, CFA, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ST. GERMAIN INVESTMENT MANAGEMENT, INC.

CRD 155186 · SEC 801-12471

AUM

$2.7B

Regulatory assets under management

Employees

5,541 client accounts

Services offered by ST. GERMAIN INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ST. GERMAIN INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Robert Matty offer?

Michael Robert Matty specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SPRINGFIELD, Massachusetts for a consultation.

What are Michael Robert Matty's credentials?

Michael Robert Matty holds the following professional designations: CFP, CFA, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael Robert Matty located?

Michael Robert Matty is based in SPRINGFIELD, Massachusetts, working with ST. GERMAIN INVESTMENT MANAGEMENT, INC.. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.

How does Michael Robert Matty charge for services?

Michael Robert Matty's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ST. GERMAIN INVESTMENT MANAGEMENT, INC.?

ST. GERMAIN INVESTMENT MANAGEMENT, INC. has approximately 40 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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