Unclaimed Profile

Polly White Cordle

ST. GERMAIN INVESTMENT MANAGEMENT, INC.·SPRINGFIELD, Massachusetts

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65, Series 66Clean record23 years registeredST. GERMAIN INVESTMENT MANAGEMENT, INC.

1500 MAIN ST, SPRINGFIELD, MA 01115-1001CRD# 2875017Firm CRD# 155186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Polly White Cordle · SPRINGFIELD, MA

Registration

CRD #2875017 · ST. GERMAIN INVESTMENT MANAGEMENT, INC. · 23 years registered

Brand Profile

Not yet started

Career History

ST. GERMAIN INVESTMENT MANAGEMENT

May 2022 – present

RESURGENT FINANCIAL ADVISORS LLC

Dec 2019 – May 2020

GLEN ALLEN, VA

ENCOMPASS FINANCIAL ADVISORS LLC

Nov 2019 – Dec 2019

Glen Allen, VA

GORDON LONG CAPITAL, LLC

Sep 2017 – Mar 2019

Glen Allen, VA

CARY STREET PARTNERS

Jun 2015 – Sep 2017

RICHMOND, VA

WACHOVIA SECURITIES, LLC

Apr 2003 – Dec 2008

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · April 15, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ST. GERMAIN INVESTMENT MANAGEMENT, INC.

CRD 155186 · SEC 801-12471

AUM

$2.7B

Regulatory assets under management

Employees

5,541 client accounts

Services offered by ST. GERMAIN INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ST. GERMAIN INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Polly White Cordle offer?

Polly White Cordle specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SPRINGFIELD, Massachusetts for a consultation.

What are Polly White Cordle's credentials?

Polly White Cordle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Polly White Cordle located?

Polly White Cordle is based in SPRINGFIELD, Massachusetts, working with ST. GERMAIN INVESTMENT MANAGEMENT, INC.. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.

How does Polly White Cordle charge for services?

Polly White Cordle's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ST. GERMAIN INVESTMENT MANAGEMENT, INC.?

ST. GERMAIN INVESTMENT MANAGEMENT, INC. has approximately 40 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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