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John Francis Fortier

ST. GERMAIN INVESTMENT MANAGEMENT, INC.·SPRINGFIELD, Massachusetts
SIE, Series 7TO, Series 27, Series 99TOClean recordST. GERMAIN INVESTMENT MANAGEMENT, INC.
1500 MAIN ST, SPRINGFIELD, MA 01115-1001CRD# 6934986Firm CRD# 155186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Francis Fortier · SPRINGFIELD, MA
Registration
CRD #6934986 · ST. GERMAIN INVESTMENT MANAGEMENT, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7TO
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ST. GERMAIN INVESTMENT MANAGEMENT, INC.
CRD 155186 · SEC 801-12471
AUM
$2.7B
Regulatory assets under management
Employees
40
5,541 client accounts
Services offered by ST. GERMAIN INVESTMENT MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ST. GERMAIN INVESTMENT MANAGEMENT, INC. →
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Frequently Asked Questions

What services does John Francis Fortier offer?
John Francis Fortier specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SPRINGFIELD, Massachusetts for a consultation.
What are John Francis Fortier's credentials?
John Francis Fortier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Francis Fortier located?
John Francis Fortier is based in SPRINGFIELD, Massachusetts, working with ST. GERMAIN INVESTMENT MANAGEMENT, INC.. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.
How does John Francis Fortier charge for services?
John Francis Fortier's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ST. GERMAIN INVESTMENT MANAGEMENT, INC.?
ST. GERMAIN INVESTMENT MANAGEMENT, INC. has approximately 40 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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