Unclaimed Profile

Joseph Paul Rofino

GOODMAN ADVISORY GROUP, LLC·NEEDHAM, Massachusetts

SIE, Series 7, Series 66Clean record13 years registeredGOODMAN ADVISORY GROUP, LLC

197 FIRST AVENUE, NEEDHAM, MA 02494CRD# 6057255Firm CRD# 285637

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Paul Rofino · NEEDHAM, MA

Registration

CRD #6057255 · GOODMAN ADVISORY GROUP, LLC · 13 years registered

Brand Profile

Not yet started

Career History

GOODMAN ADVISORY GROUP, LLC

Jan 2017 – present

LPL FINANCIAL LLC

Jun 2016 – Mar 2018

FORT MILL, SC

MORGAN STANLEY

Oct 2012 – Apr 2016

MIDDLETON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 9, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GOODMAN ADVISORY GROUP, LLC

CRD 285637 · SEC 801-108671

AUM

$297M

Regulatory assets under management

Employees

776 client accounts

Services offered by GOODMAN ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GOODMAN ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Paul Rofino offer?

Joseph Paul Rofino specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEEDHAM, Massachusetts for a consultation.

What are Joseph Paul Rofino's credentials?

Joseph Paul Rofino is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Paul Rofino located?

Joseph Paul Rofino is based in NEEDHAM, Massachusetts, working with GOODMAN ADVISORY GROUP, LLC. Their office serves clients in the NEEDHAM metropolitan area and surrounding communities.

How does Joseph Paul Rofino charge for services?

Joseph Paul Rofino's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOODMAN ADVISORY GROUP, LLC?

GOODMAN ADVISORY GROUP, LLC has approximately 8 employees and manages $297M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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