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Heydon David Traub

TRAUB CAPITAL MANAGEMENT, LLC·NEEDHAM, Massachusetts
Series 3Clean record20 years registeredTRAUB CAPITAL MANAGEMENT, LLC
97 CHAPEL ST, NEEDHAM, MA 02492-2680CRD# 3051205Firm CRD# 136851

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Heydon David Traub · NEEDHAM, MA
Registration
CRD #3051205 · TRAUB CAPITAL MANAGEMENT, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

TRAUB CAPITAL MANAGEMENT
Oct 2005 – present
02

Registrations & Exams

FINRA examinations passed
Series 3
Registration record
First registered · October 31, 2005
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TRAUB CAPITAL MANAGEMENT, LLC
CRD 136851 · SEC 801-70068
AUM
$150M
Regulatory assets under management
Employees
3
121 client accounts
Services offered by TRAUB CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TRAUB CAPITAL MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Heydon David Traub offer?
Heydon David Traub specializes in Financial Planning, Investment Management. Contact their office in NEEDHAM, Massachusetts for a consultation.
What are Heydon David Traub's credentials?
Heydon David Traub is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Heydon David Traub located?
Heydon David Traub is based in NEEDHAM, Massachusetts, working with TRAUB CAPITAL MANAGEMENT, LLC. Their office serves clients in the NEEDHAM metropolitan area and surrounding communities.
How does Heydon David Traub charge for services?
Heydon David Traub's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRAUB CAPITAL MANAGEMENT, LLC?
TRAUB CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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