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Daniel Abraham Ringer

BREAKWATER FINANCIAL, LLC·NEEDHAM, Massachusetts
SIE, Series 7, Series 66Clean record10 years registeredBREAKWATER FINANCIAL, LLC
117 KENDRICK STREET, NEEDHAM, MA 02494-2724CRD# 5256318Firm CRD# 282401

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daniel Abraham Ringer · NEEDHAM, MA
Registration
CRD #5256318 · BREAKWATER FINANCIAL, LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

BREAKWATER FINANCIAL, LLC
Apr 2016 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · April 27, 2016
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BREAKWATER FINANCIAL, LLC
CRD 282401 · SEC 801-131321
AUM
$106M
Regulatory assets under management
Employees
1
64 client accounts
Services offered by BREAKWATER FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BREAKWATER FINANCIAL, LLC →
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Frequently Asked Questions

What services does Daniel Abraham Ringer offer?
Daniel Abraham Ringer specializes in Financial Planning, Investment Management. Contact their office in NEEDHAM, Massachusetts for a consultation.
What are Daniel Abraham Ringer's credentials?
Daniel Abraham Ringer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel Abraham Ringer located?
Daniel Abraham Ringer is based in NEEDHAM, Massachusetts, working with BREAKWATER FINANCIAL, LLC. Their office serves clients in the NEEDHAM metropolitan area and surrounding communities.
How does Daniel Abraham Ringer charge for services?
Daniel Abraham Ringer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BREAKWATER FINANCIAL, LLC?
BREAKWATER FINANCIAL, LLC has approximately 1 employees and manages $106M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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