Unclaimed Profile

Samuel Lee Williams

COMPASS CAPITAL CORPORATION·BRAINTREE, Massachusetts

SIE, Series 7, Series 66CFPClean record24 years registeredCOMPASS CAPITAL CORPORATION

50 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184-8734CRD# 4409918Firm CRD# 112323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel Lee Williams · BRAINTREE, MA

Registration

CRD #4409918 · COMPASS CAPITAL CORPORATION · 24 years registered

Brand Profile

Not yet started

Career History

LEVEL FOUR ADVISORY SERVICES

Dec 2021 – present

LEVEL FOUR FINANCIAL, LLC

Jun 2019 – Dec 2021

Wrightsville Beach, NC

COMPASS CAPITAL CORPORATION

Mar 2018 – Jun 2019

RALEIGH, NC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Oct 2004 – Mar 2018

RALEIGH, NC

POWELLJOHNSON

Feb 2004 – Nov 2004

RALEIGH, NC

LEGG MASON WOOD WALKER INC

Jun 2002 – Feb 2004

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 26, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS CAPITAL CORPORATION

CRD 112323 · SEC 801-21957

AUM

$591M

Regulatory assets under management

Employees

1,413 client accounts

Services offered by COMPASS CAPITAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS CAPITAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does Samuel Lee Williams offer?

Samuel Lee Williams specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BRAINTREE, Massachusetts for a consultation.

What are Samuel Lee Williams's credentials?

Samuel Lee Williams holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Samuel Lee Williams located?

Samuel Lee Williams is based in BRAINTREE, Massachusetts, working with COMPASS CAPITAL CORPORATION. Their office serves clients in the BRAINTREE metropolitan area and surrounding communities.

How does Samuel Lee Williams charge for services?

Samuel Lee Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS CAPITAL CORPORATION?

COMPASS CAPITAL CORPORATION has approximately 15 employees and manages $591M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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