Unclaimed Profile

Richard Eric Stram

MARINO, STRAM AND ASSOCIATES LLC·BRAINTREE, Massachusetts

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOCFPClean record28 years registeredMARINO, STRAM AND ASSOCIATES LLC

25 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184-8716CRD# 1705331Firm CRD# 107768

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Eric Stram · BRAINTREE, MA

Registration

CRD #1705331 · MARINO, STRAM AND ASSOCIATES LLC · 28 years registered

Brand Profile

Not yet started

Career History

MSA FINANCIAL

Jun 2011 – present

SECURITIES AMERICA ADVISORS, INC.

Mar 2004 – Apr 2012

BRAINTREE, MA

MARINO STRAM & ASSOCIATES

Mar 1998 – Sep 2004

BRAINTREE, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 16, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARINO, STRAM AND ASSOCIATES LLC

CRD 107768 · SEC 801-72425

AUM

$1.0B

Regulatory assets under management

Employees

3,041 client accounts

Services offered by MARINO, STRAM AND ASSOCIATES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MARINO, STRAM AND ASSOCIATES LLC →

Introduction

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Frequently Asked Questions

What services does Richard Eric Stram offer?

Richard Eric Stram specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BRAINTREE, Massachusetts for a consultation.

What are Richard Eric Stram's credentials?

Richard Eric Stram holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard Eric Stram located?

Richard Eric Stram is based in BRAINTREE, Massachusetts, working with MARINO, STRAM AND ASSOCIATES LLC. Their office serves clients in the BRAINTREE metropolitan area and surrounding communities.

How does Richard Eric Stram charge for services?

Richard Eric Stram's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARINO, STRAM AND ASSOCIATES LLC?

MARINO, STRAM AND ASSOCIATES LLC has approximately 19 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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