Unclaimed Profile

Scott Stephen Chaisson

COMPASS CAPITAL CORPORATION·BRAINTREE, Massachusetts

SIE, Series 6, Series 7, Series 8, Series 9, Series 10, Series 14, Series 23, Series 24, Series 63, Series 6522 years registeredCOMPASS CAPITAL CORPORATION

50 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184-8734CRD# 2353375Firm CRD# 112323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Stephen Chaisson · BRAINTREE, MA

Registration

CRD #2353375 · COMPASS CAPITAL CORPORATION · 22 years registered

Brand Profile

Not yet started

Career History

COMPASS CAPITAL CORPORATION

Aug 2015 – present

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

Jul 2012 – Nov 2014

MIAMI, FL

OPPENHEIMER & CO. INC.

May 2009 – Oct 2009

SARASOTA, FL

STANFORD GROUP COMPANY

May 2006 – Mar 2009

MIAMI, FL

BANC OF AMERICA INVESTMENT SERVICES, INC.

Oct 2004 – May 2006

BOCA RATON, FL

QUICK & REILLY, INC.

Aug 2004 – Oct 2004

BEDFORD, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 8

Series 9

Series 10

Series 14

Series 23

Series 24

Series 63

Series 65

Registration record

First registered · August 11, 2004

Years registered · 22

Disclosure History

2012Customer Dispute·Pending

2010Customer Dispute·Pending

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMPASS CAPITAL CORPORATION

CRD 112323 · SEC 801-21957

AUM

$591M

Regulatory assets under management

Employees

1,413 client accounts

Services offered by COMPASS CAPITAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS CAPITAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does Scott Stephen Chaisson offer?

Scott Stephen Chaisson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BRAINTREE, Massachusetts for a consultation.

What are Scott Stephen Chaisson's credentials?

Scott Stephen Chaisson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Stephen Chaisson located?

Scott Stephen Chaisson is based in BRAINTREE, Massachusetts, working with COMPASS CAPITAL CORPORATION. Their office serves clients in the BRAINTREE metropolitan area and surrounding communities.

How does Scott Stephen Chaisson charge for services?

Scott Stephen Chaisson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS CAPITAL CORPORATION?

COMPASS CAPITAL CORPORATION has approximately 15 employees and manages $591M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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