Unclaimed Profile

Walter King Joly

COMPASS CAPITAL CORPORATION·BRAINTREE, Massachusetts

SIE, Series 1, Series 63Clean record31 years registeredCOMPASS CAPITAL CORPORATION

50 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184-8734CRD# 840057Firm CRD# 112323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Walter King Joly · BRAINTREE, MA

Registration

CRD #840057 · COMPASS CAPITAL CORPORATION · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMPASS CAPITAL CORPORATION

COMPASS CAPITAL CORPORATION

Jan 1995 – May 2024

CONWAY, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 63

Registration record

First registered · January 4, 1995

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS CAPITAL CORPORATION

CRD 112323 · SEC 801-21957

AUM

$591M

Regulatory assets under management

Employees

1,413 client accounts

Services offered by COMPASS CAPITAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS CAPITAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does Walter King Joly offer?

Walter King Joly specializes in Financial Planning, Investment Management, Wealth Management.

What are Walter King Joly's credentials?

Walter King Joly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Walter King Joly located?

Walter King Joly is based in BRAINTREE, Massachusetts, last registered with COMPASS CAPITAL CORPORATION.

How does Walter King Joly charge for services?

Walter King Joly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS CAPITAL CORPORATION?

COMPASS CAPITAL CORPORATION has approximately 15 employees and manages $591M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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