Unclaimed Profile

James G Daly

COMPASS CAPITAL CORPORATION·BRAINTREE, Massachusetts

Clean recordCOMPASS CAPITAL CORPORATION

50 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184-8734CRD# 4273992Firm CRD# 112323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James G Daly · BRAINTREE, MA

Registration

CRD #4273992 · COMPASS CAPITAL CORPORATION

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James G Daly is a registered financial advisor based in BRAINTREE, Massachusetts, affiliated with COMPASS CAPITAL CORPORATION. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

COMPASS CAPITAL CORPORATION

AUM

$591M

Regulatory assets under management

Employees

Total firm employees

View all advisors at COMPASS CAPITAL CORPORATION →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4273992

Firm CRD# 112323

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James G Daly offer?

James G Daly specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BRAINTREE, Massachusetts for a consultation.

What are James G Daly's credentials?

James G Daly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James G Daly located?

James G Daly is based in BRAINTREE, Massachusetts, working with COMPASS CAPITAL CORPORATION. Their office serves clients in the BRAINTREE metropolitan area and surrounding communities.

How does James G Daly charge for services?

James G Daly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS CAPITAL CORPORATION?

COMPASS CAPITAL CORPORATION has approximately 15 employees and manages $591M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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