Unclaimed Profile

James G Daly

COMPASS CAPITAL CORPORATION·BRAINTREE, Massachusetts

Series 7, Series 66CFA24 years registeredCOMPASS CAPITAL CORPORATION

50 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184-8734CRD# 4273992Firm CRD# 112323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James G Daly · BRAINTREE, MA

Registration

CRD #4273992 · COMPASS CAPITAL CORPORATION · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMPASS CAPITAL CORPORATION

COMPASS CAPITAL CORPORATION

Apr 2018 – Apr 2019

BRAINTREE, MA

OAKDALE WEALTH MANAGEMENT

Mar 2002 – Nov 2018

MEDFIELD, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · March 22, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

2019Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMPASS CAPITAL CORPORATION

CRD 112323 · SEC 801-21957

AUM

$591M

Regulatory assets under management

Employees

1,413 client accounts

Services offered by COMPASS CAPITAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS CAPITAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does James G Daly offer?

James G Daly specializes in Financial Planning, Investment Management, Wealth Management.

What are James G Daly's credentials?

James G Daly holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James G Daly located?

James G Daly is based in BRAINTREE, Massachusetts, last registered with COMPASS CAPITAL CORPORATION.

How does James G Daly charge for services?

James G Daly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS CAPITAL CORPORATION?

COMPASS CAPITAL CORPORATION has approximately 15 employees and manages $591M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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