Unclaimed Profile

Matthew Alan Mcfarland

R M DAVIS INC·PORTLAND, Maine

Series 7, Series 24, Series 63, Series 65Clean record23 years registeredR M DAVIS INC

24 CITY CENTER, PORTLAND, ME 04101-4069CRD# 2950240Firm CRD# 105448

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Alan Mcfarland · PORTLAND, ME

Registration

CRD #2950240 · R M DAVIS INC · 23 years registered

Brand Profile

Not yet started

Career History

R M DAVIS INC

Jan 2013 – present

PEOPLE'S SECURITIES, INC.

Jun 2010 – Jan 2013

PORTSMOUTH, NH

CHITTENDEN SECURITIES

Apr 2005 – Oct 2009

PORTSMOUTH, NH

BANC OF AMERICA INVESTMENT SERVICES, INC.

Oct 2004 – Apr 2005

WINDHAM, ME

QUICK & REILLY, INC.

Jul 2003 – Oct 2004

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 29, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

R M DAVIS INC

CRD 105448 · SEC 801-13878

AUM

$6.3B

Regulatory assets under management

Employees

5,680 client accounts

Services offered by R M DAVIS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at R M DAVIS INC →

Introduction

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Frequently Asked Questions

What services does Matthew Alan Mcfarland offer?

Matthew Alan Mcfarland specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Maine for a consultation.

What are Matthew Alan Mcfarland's credentials?

Matthew Alan Mcfarland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Alan Mcfarland located?

Matthew Alan Mcfarland is based in PORTLAND, Maine, working with R M DAVIS INC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Matthew Alan Mcfarland charge for services?

Matthew Alan Mcfarland's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is R M DAVIS INC?

R M DAVIS INC has approximately 57 employees and manages $6.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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