Unclaimed Profile

Brian Howard Noyes

R M DAVIS INC·PORTLAND, Maine

Series 3, Series 7, Series 63Clean record23 years registeredR M DAVIS INC

24 CITY CENTER, PORTLAND, ME 04101-4069CRD# 1297124Firm CRD# 105448

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Howard Noyes · PORTLAND, ME

Registration

CRD #1297124 · R M DAVIS INC · 23 years registered

Brand Profile

Not yet started

Career History

R M DAVIS INC

Sep 2002 – present

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Registration record

First registered · September 26, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

R M DAVIS INC

CRD 105448 · SEC 801-13878

AUM

$6.3B

Regulatory assets under management

Employees

5,680 client accounts

Services offered by R M DAVIS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at R M DAVIS INC →

Introduction

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Frequently Asked Questions

What services does Brian Howard Noyes offer?

Brian Howard Noyes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Maine for a consultation.

What are Brian Howard Noyes's credentials?

Brian Howard Noyes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Howard Noyes located?

Brian Howard Noyes is based in PORTLAND, Maine, working with R M DAVIS INC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Brian Howard Noyes charge for services?

Brian Howard Noyes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is R M DAVIS INC?

R M DAVIS INC has approximately 57 employees and manages $6.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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