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Richard Anthony Carriuolo

DAVIS R M INC·PORTLAND, Maine
Unclaimed Profile
24 CITY CENTER, PORTLAND, ME 04101-4069CRD# 2615776Firm CRD# 105448
01

About

Richard Anthony Carriuolo is a registered financial advisor based in PORTLAND, Maine, affiliated with DAVIS R M INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
R M DAVIS INC
R M DAVIS INC
AUM
$6.3B
Regulatory assets under management
Employees
57
Total firm employees
View all advisors at R M DAVIS INC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2615776
Firm CRD# 105448
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Anthony Carriuolo offer?
Richard Anthony Carriuolo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Maine for a consultation.
What are Richard Anthony Carriuolo's credentials?
Richard Anthony Carriuolo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Anthony Carriuolo located?
Richard Anthony Carriuolo is based in PORTLAND, Maine, working with DAVIS R M INC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.
How does Richard Anthony Carriuolo charge for services?
Richard Anthony Carriuolo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAVIS R M INC?
DAVIS R M INC has approximately 57 employees and manages $6.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in PORTLAND
Andrew Jay Walker — GUIDANCE POINT RETIREMENT SERVICES, LLCBenjamin James Smith — GUIDANCE POINT RETIREMENT SERVICES, LLCGeorge William Allen — DAVIS R M INCBrian Howard Noyes — R M DAVIS INCJulianne Hull — GREENBACKER CAPITAL MANAGEMENT LLC
Nearby cities in Maine
BANGOR (22)BRUNSWICK (17)BAR HARBOR (6)FALMOUTH (6)SOUTH PORTLAND (5)
City Guides
BANGOR GuideBRUNSWICK GuideBAR HARBOR GuideFALMOUTH GuideSOUTH PORTLAND Guide
Research
Advisor Fees in MaineNational Fee Analysis
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