Unclaimed Profile

Richard Anthony Carriuolo

DAVIS R M INC·PORTLAND, Maine

Series 2, Series 65Clean record23 years registeredDAVIS R M INC

24 CITY CENTER, PORTLAND, ME 04101-4069CRD# 2615776Firm CRD# 105448

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Anthony Carriuolo · PORTLAND, ME

Registration

CRD #2615776 · DAVIS R M INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DAVIS R M INC

R M DAVIS INC

Sep 2002 – Jan 2019

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · September 25, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

R M DAVIS INC

CRD 105448 · SEC 801-13878

AUM

$6.3B

Regulatory assets under management

Employees

5,680 client accounts

Services offered by R M DAVIS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at R M DAVIS INC →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PORTLAND?

Browse all registered financial advisors in PORTLAND, Maine or claim this profile if it's yours.

Browse PORTLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Anthony Carriuolo offer?

Richard Anthony Carriuolo specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Anthony Carriuolo's credentials?

Richard Anthony Carriuolo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Anthony Carriuolo located?

Richard Anthony Carriuolo is based in PORTLAND, Maine, last registered with DAVIS R M INC.

How does Richard Anthony Carriuolo charge for services?

Richard Anthony Carriuolo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVIS R M INC?

DAVIS R M INC has approximately 57 employees and manages $6.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →