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Richard Anthony Carriuolo

DAVIS R M INC·PORTLAND, Maine
Clean recordDAVIS R M INC
24 CITY CENTER, PORTLAND, ME 04101-4069CRD# 2615776Firm CRD# 105448

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Anthony Carriuolo · PORTLAND, ME
Registration
CRD #2615776 · DAVIS R M INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Anthony Carriuolo is a registered financial advisor based in PORTLAND, Maine, affiliated with DAVIS R M INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
R M DAVIS INC
R M DAVIS INC
AUM
$6.3B
Regulatory assets under management
Employees
57
Total firm employees
View all advisors at R M DAVIS INC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2615776
Firm CRD# 105448
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Anthony Carriuolo offer?
Richard Anthony Carriuolo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Maine for a consultation.
What are Richard Anthony Carriuolo's credentials?
Richard Anthony Carriuolo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Anthony Carriuolo located?
Richard Anthony Carriuolo is based in PORTLAND, Maine, working with DAVIS R M INC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.
How does Richard Anthony Carriuolo charge for services?
Richard Anthony Carriuolo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAVIS R M INC?
DAVIS R M INC has approximately 57 employees and manages $6.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DAVIS R M INC

Jan Scott Konecny
PORTLAND, ME
Brian Howard Noyes
PORTLAND, ME
Dean E Walker
PORTLAND, ME
Geoffrey Knight Alexander
PORTLAND, ME
George William Allen
PORTLAND, ME
Mark Andrew Fernandez
PORTLAND, ME

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Research
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