Unclaimed Profile

Joseph William Powers

GREAT DIAMOND PARTNERS, LLC·PORTLAND, Maine

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65CFPClean record26 years registeredGREAT DIAMOND PARTNERS, LLC

22 MONUMENT SQUARE, PORTLAND, ME 04101CRD# 2465108Firm CRD# 299598

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph William Powers · PORTLAND, ME

Registration

CRD #2465108 · GREAT DIAMOND PARTNERS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

GREAT DIAMOND PARTNERS, LLC

May 2019 – present

UBS FINANCIAL SERVICES INC.

Feb 2000 – May 2019

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · February 11, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREAT DIAMOND PARTNERS, LLC

CRD 299598 · SEC 801-115058

AUM

$649M

Regulatory assets under management

Employees

1,619 client accounts

Services offered by GREAT DIAMOND PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GREAT DIAMOND PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph William Powers offer?

Joseph William Powers specializes in Financial Planning, Investment Management. Contact their office in PORTLAND, Maine for a consultation.

What are Joseph William Powers's credentials?

Joseph William Powers holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph William Powers located?

Joseph William Powers is based in PORTLAND, Maine, working with GREAT DIAMOND PARTNERS, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Joseph William Powers charge for services?

Joseph William Powers's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREAT DIAMOND PARTNERS, LLC?

GREAT DIAMOND PARTNERS, LLC has approximately 8 employees and manages $649M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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