Unclaimed Profile

John M Piper

GREAT DIAMOND PARTNERS, LLC·PORTLAND, Maine

SIE, Series 7, Series 63, Series 65Clean record15 years registeredGREAT DIAMOND PARTNERS, LLC

22 MONUMENT SQUARE, PORTLAND, ME 04101CRD# 5198426Firm CRD# 299598

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John M Piper · PORTLAND, ME

Registration

CRD #5198426 · GREAT DIAMOND PARTNERS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

GREAT DIAMOND PARTNERS, LLC

May 2019 – present

UBS FINANCIAL SERVICES INC.

Jan 2015 – May 2019

PORTLAND, ME

BAINCO INTERNATIONAL INVESTORS LLC

May 2011 – Jan 2015

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · May 9, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREAT DIAMOND PARTNERS, LLC

CRD 299598 · SEC 801-115058

AUM

$649M

Regulatory assets under management

Employees

1,619 client accounts

Services offered by GREAT DIAMOND PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GREAT DIAMOND PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does John M Piper offer?

John M Piper specializes in Financial Planning, Investment Management. Contact their office in PORTLAND, Maine for a consultation.

What are John M Piper's credentials?

John M Piper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John M Piper located?

John M Piper is based in PORTLAND, Maine, working with GREAT DIAMOND PARTNERS, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does John M Piper charge for services?

John M Piper's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREAT DIAMOND PARTNERS, LLC?

GREAT DIAMOND PARTNERS, LLC has approximately 8 employees and manages $649M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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