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Judy Elizabeth Howell

FIRST KENTUCKY SECURITIES CORPORATION·LOUISVILLE, Kentucky
FIRST KENTUCKY SECURITIES CORPORATION
4360 BROWNSBORO ROAD, LOUISVILLE, KY 40207CRD# 1634346Firm CRD# 7524

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Judy Elizabeth Howell · LOUISVILLE, KY
Registration
CRD #1634346 · FIRST KENTUCKY SECURITIES CORPORATION
Brand Profile
Not yet started
Disclosure history
7 disclosures on file · See FINRA BrokerCheck for full record
01

About

Judy Elizabeth Howell is a registered financial advisor based in LOUISVILLE, Kentucky, affiliated with FIRST KENTUCKY SECURITIES CORPORATION. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Financial Education
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
FIRST KENTUCKY SECURITIES CORPORATION
FIRST KENTUCKY SECURITIES CORP
AUM
$679M
Regulatory assets under management
Employees
20
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Educational seminars/workshops
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: COMMISSIONS FOR FIXED INCOME PRINCIPAL TRANSACTIONS
Regulatory
SEC/IARD CRD# 1634346
Firm CRD# 7524
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Judy Elizabeth Howell offer?
Judy Elizabeth Howell specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in LOUISVILLE, Kentucky for a consultation.
What are Judy Elizabeth Howell's credentials?
Judy Elizabeth Howell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Judy Elizabeth Howell located?
Judy Elizabeth Howell is based in LOUISVILLE, Kentucky, working with FIRST KENTUCKY SECURITIES CORPORATION. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.
How does Judy Elizabeth Howell charge for services?
Judy Elizabeth Howell's firm is compensated through percentage of aum, hourly charges, subscription fees, other: commissions for fixed income principal transactions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST KENTUCKY SECURITIES CORPORATION?
FIRST KENTUCKY SECURITIES CORPORATION has approximately 20 employees and manages $679M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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