Unclaimed Profile

James Edward Buchheit

SACHS INVESTMENT GROUP, LLC·LOUISVILLE, Kentucky

Series 7, Series 6622 years registeredSACHS INVESTMENT GROUP, LLC

1346 S. THIRD STREET, LOUISVILLE, KY 40208CRD# 4724168Firm CRD# 150377

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Edward Buchheit · LOUISVILLE, KY

Registration

CRD #4724168 · SACHS INVESTMENT GROUP, LLC · 22 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Sep 2024 – present

SPC

Mar 2020 – Sep 2024

Louisville, KY

SACHS INVESTMENT GROUP

Apr 2010 – Apr 2020

LOUISVILLE, KY

NATCITY INVESTMENTS, INC.

Jun 2007 – Dec 2008

LOUISVILLE, KY

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Jun 2005 – Jun 2007

LOUISVILLE, KY

UBS FINANCIAL SERVICES INC.

Jan 2004 – Jun 2005

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 12, 2004

Years registered · 22

Disclosure History

2019Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

SACHS INVESTMENT GROUP, LLC

CRD 150377 · SEC 801-70230

AUM

$65M

Regulatory assets under management

Employees

211 client accounts

Services offered by SACHS INVESTMENT GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SACHS INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James Edward Buchheit offer?

James Edward Buchheit specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are James Edward Buchheit's credentials?

James Edward Buchheit is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Edward Buchheit located?

James Edward Buchheit is based in LOUISVILLE, Kentucky, working with SACHS INVESTMENT GROUP, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does James Edward Buchheit charge for services?

James Edward Buchheit's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SACHS INVESTMENT GROUP, LLC?

SACHS INVESTMENT GROUP, LLC has approximately 6 employees and manages $65M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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