Unclaimed Profile

Ryan Tracy Osborne

ASIO CAPITAL LLC·LEXINGTON, Kentucky

Series 7, Series 65, Series 66Clean record25 years registeredASIO CAPITAL LLC

220 LEXINGTON GREEN CIRCLE, LEXINGTON, KY 40503CRD# 4341004Firm CRD# 298326

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ryan Tracy Osborne · LEXINGTON, KY

Registration

CRD #4341004 · ASIO CAPITAL LLC · 25 years registered

Brand Profile

Not yet started

Career History

ASIO CAPITAL LLC

Oct 2018 – present

LPL FINANCIAL CORPORATION

Sep 2007 – Sep 2010

LEXINGTON, KY

PRIMEVEST FINANCIAL SERVICES, INC.

Feb 2004 – Sep 2007

LEXINGTON, KY

PRIMEVEST FINANCIAL SERVICES, INC.

Mar 2001 – Dec 2003

DANVILLE, KY

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · March 23, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASIO CAPITAL LLC

CRD 298326 · SEC 801-113910

AUM

$500M

Regulatory assets under management

Employees

571 client accounts

Services offered by ASIO CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ASIO CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Ryan Tracy Osborne offer?

Ryan Tracy Osborne specializes in Investment Management, Wealth Management. Contact their office in LEXINGTON, Kentucky for a consultation.

What are Ryan Tracy Osborne's credentials?

Ryan Tracy Osborne is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ryan Tracy Osborne located?

Ryan Tracy Osborne is based in LEXINGTON, Kentucky, working with ASIO CAPITAL LLC. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.

How does Ryan Tracy Osborne charge for services?

Ryan Tracy Osborne's firm is compensated through percentage of aum, other: asset-based fees for retirement plan consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASIO CAPITAL LLC?

ASIO CAPITAL LLC has approximately 6 employees and manages $500M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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